Surge Ventures, a FinTech venture studio specializing in risk and regulatory innovation, today announced the launch of SurgeONE.ai, the industry’s first integrated platform combining AI, expert services and secure data infrastructure to power modern
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Wealth management firms are increasingly using automation and artificial intelligence (AI) in the rapidly changing wealth management sector to improve client experiences, streamline operations, and to
Kickstart the year with crucial updates from the SEC on cybersecurity disclosure rules, insights on annual Form ADV updates, the latest in RIA compliance (plus a helpful checklist for starting a new R
You call the phone number at the bottom of the screen and the technician talks you through getting out of the warning screen and asks you to download an app so they can help you clean up the computer.
Canon offers the following Mitigation / Remediation for the impacted printers: When your printer may be in the hand of any third party, such as when repairing, lending or disposing the printer, take
Non-compliance with regulatory standards can have serious repercussions in the highly regulated business environment of today. The hidden costs of non-compliance can be enormous, ranging from heavy
Surge Ventures, a FinTech venture studio specializing in risk and regulatory innovation, today announced the launch of SurgeONE.ai, the industry’s first integrated platform combining AI, expert services and secure data infrastructure to power modern
And yesterday they have yet another, bringing the total to 11 zero-day vulnerabilities addressed since January 1st. The following operating systems are impacted. Update ASAP as one vulnerability is
As one of the major semiconductor chip manufacturers, the client produces end-to-end chips for various devices like computers and other devices. It is a US multinational company and its customers are
Wealth management firms in 2025 are facing a swiftly changing regulatory landscape. The U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) are heightenin
Canon offers the following Mitigation / Remediation for the impacted printers: When your printer may be in the hand of any third party, such as when repairing, lending or disposing the printer, take
915,000 U.S. children were victims of identity fraud in 2022, costing an average of $1,128 for a single household—$752 for the fraud itself and $376 out-of-pocket to resolve the fraud
And yesterday they have yet another, bringing the total to 11 zero-day vulnerabilities addressed since January 1st. The following operating systems are impacted. Update ASAP as one vulnerability is
You call the phone number at the bottom of the screen and the technician talks you through getting out of the warning screen and asks you to download an app so they can help you clean up the computer.
Non-compliance with regulatory standards can have serious repercussions in the highly regulated business environment of today. The hidden costs of non-compliance can be enormous, ranging from heavy
Wealth management firms are increasingly using automation and artificial intelligence (AI) in the rapidly changing wealth management sector to improve client experiences, streamline operations, and to
Wealth management firms in 2025 are facing a swiftly changing regulatory landscape. The U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) are heightenin
Fusion1, a pioneering platform developed through collaboration among Surge Ventures portfolio companies, integrates OmnibusX and Avery. This groundbreaking solution streamlines compliance processes an
Kickstart the year with crucial updates from the SEC on cybersecurity disclosure rules, insights on annual Form ADV updates, the latest in RIA compliance (plus a helpful checklist for starting a new R
This whitepaper goes into detail about the top 4 regulatory priorities for 2025: Enhanced ESG Reporting, strengthened cybersecurity measures, off-channel communication compliance, and increased regula
The US federal, state, and local regulatory agencies periodically propose and enforce new laws and regulations related to financial and wealth management industries. Financial institutions often find
A major global financial organization in Washington D. C., USA was using Microfocus ALM to manage their requirements and QA activities. Based on organization-wide changes to their internal software de
As one of the major semiconductor chip manufacturers, the client produces end-to-end chips for various devices like computers and other devices. It is a US multinational company and its customers are
Surge Ventures, a FinTech venture studio specializing in risk and regulatory innovation, today announced the launch of SurgeONE.ai, the industry’s first integrated platform combining AI, expert services and secure data infrastructure to power modern
This invitation only event focuses The Flagship Event for C-Suite Leaders that Explores the Challenges Facing Enterprise Wealth Firms in today's environment. Hosted by Beacon Strategies LLC. November, 2025
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Join us at the 2025 NSCP National Conference, taking place October 26–29 in Orlando, FL. This flagship event, built “For Compliance, By Compliance,” brings together regulators, compliance officers, and industry leaders for practical, peer-driven discussions across broker-dealers, investment advisers, private funds, and more. With 60+ sessions, CE credit opportunities, and updates from the SEC and FINRA, it’s a must-attend for today’s compliance professionals.
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Join us at FINRA’s premier event which brings together professionals, peers and regulators to learn more and exchange ideas on today’s hot compliance and regulatory topics. The conference covers a broad range of topics including risk management, regulatory compliance, crypto asset developments and more. May 13-15, 2025
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This roundtable hosted by Cramer & Associates is designed to facilitate in-depth discussions among industry leaders, focusing on the latest trends, challenges, and innovations in compliance, operations, and technology within the financial services sector. March 19, 2025
Read more hereThis invitation only event focuses in on compliance, and features breakout sessions, case studies and panel talks for industry experts and those who keep regulators at bay. Hosted by Beacon Strategies LLC. February 18-20, 2025
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Join us at the One Voice Annual Kickoff event, with the theme “Level Up” this year, to gain industry insights, network with peers and explore ways to elevate your financial services business. Learn the latest from panels on hot topics such as automation and AI. January 27-29, 2025
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