AI is already in your firm — in note-takers, copilots, and research tools. AI governance is how you bring that use into a system you can monitor, document, and defend the moment a regulator asks.
SurgeONE detects AI workloads across every endpoint — copilots, chatbots, transcribers — and evaluates each against your policy in real time. Governed use passes. Risky use is flagged or blocked, with a full record either way.
Buy any module on its own, or run the whole pillar. All of it shares one data fabric and one audit trail.
Ask compliance questions and get answers grounded in your firm's own rules — never generic guidance. Every response traces to a source, and ambiguous questions route automatically to the right reviewer.
Who it's for: Advisors and staff who need fast, defensible compliance answers.
See how AI is being used across the firm, evaluate each use against policy, and build the documentation that proves supervision actually happened — the operational model regulators now expect.
Who it's for: Firms that have written AI policies but haven't operationalized supervision.
Every alert, recommendation, and risk score traces back to logic and policy. When an examiner asks why, the answer is already there — explainable, time-stamped, and exam-ready.
Who it's for: CCOs who need to defend AI-assisted decisions to regulators.
The intelligence layer running underneath every SurgeONE module. The software does the heavy lifting; experienced professionals review where it matters most.
Walk through the modules that fit — no bundle required.
The system of record for AI-era compliance. One platform unifying compliance, cybersecurity, data, and AI governance for SEC, FINRA, and state-regulated firms.
