Webinar - Regulatory Exams Are Changing: How AI Helps Firms Stay Ready
Sep 2, 2026 | 1pm ET / 10am PT   |  Join the Webinar

Built for your firm. Priced to match.

SurgeONE is a modular platform — firms select the pillars and modules that fit their regulatory profile, size, and risk surface. Pricing is scoped to your deployment. Talk to us to get a fit.

Compliance

SurgeONE Compliance

End-to-end compliance management with audit-ready records and trusted evidence across the firm.
AI-Powered Policies & Procedures Management
Regulatory Intelligence & Change Management
Exam & Audit Readiness
Vendor Risk Management & Due Diligence
AI-Powered Marketing Review & Supervisory Compliance
Employee compliance, Certifications & Compliance Training
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Backed by MGL Consulting - ex-regulators and licensed principals
Cybersecurity

SurgeONE Cyber

Continuous cyber oversight with endpoint, application, and communications risk visibility
Device Compliance & Endpoint Posture Management
Application Governance & Shadow IT Detection
Electronic Communications Supervision
Data Privacy & PII Protection
Identity-Aware Access Control & TrustGate
Cyber Operations & Incident Response
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Backed by Security Snapshot - endpoint security professionals
Data & Integration

SurgeONE Data

Connect, normalize, and govern enterprise data from a single platform.
Enterprise Data Hub & Unified Data Layer
AI-Powered Data Modeling
Data Mesh Architecture
Intelligent Data Mapping & Transformation
Real-Time Integration & Synchronization
Automation, Governance & Operational Intelligence
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Backed by Kovair Software - enterprise-grade data engineering
AI Governance

SurgeONE AI Governance

Enterprise AI governance with transparent decisions, immutable audit trails, and compliance evidence.
AI Policy review and remediation
Centralized AI Activity Dashboard
AI Application Monitoring & Management
AI data leakage monitoring and prevention
Regulatory Enforcement Context
Human-in-the-Loop Override
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Supports FINRA Rule 3110 and SEC AI-oversight guidance
Stay current

Put your entire regulatory operation on one platform.

Our team will scope a deployment built around your firm's structure, regulator, and risk profile — not a preset tier. No black boxes, no surprises.

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