What SEC and FINRA Expect When You Deploy AI for Compliance - Download eBook

Our Mission

To unify compliance, data, and cybersecurity operations through AI-powered, human-guided solutions—empowering financial firms to operate with confidence, efficiency, and resilience in a complex regulatory world

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SurgeONE is led by CEO Sid Yenamandra and Surge Ventures, Silicon Valley's leading RegTech venture studio. We’re driven by a singular objective: to revolutionize compliance processes for wealth management firms.
Sid Yenamandra
Founder & CEO
Bianca Kirby
Chief of Staff
Justin Caskey
Chief Financial Officer
Rishi Malik
VP of Product
Melinda (Mimi) G. LeGaye
President of Compliance Services
Jay Peters
President of Cybersecurity Services
Michael Hallett
President of Data Services
Joydeep Datta
Sr. Director, Product Development
Debasish Pradhan
Director - Product Engineering
Somesh Roy
Director - Product Solutions
Soumanil Chowdhury
Sr. Manager- Product Management, Release and QA
Leslie Hatcher
Account Executive

Trusted by Industry Leaders

Ahara Acvisors Packard Wealth Strategies United Planners Ahara Acvisors Packard Wealth Strategies United Planners Ahara Acvisors Packard Wealth Strategies United Planners Ahara Acvisors Packard Wealth Strategies United Planners Ahara Acvisors Packard Wealth Strategies United Planners

“SurgeONE.ai was built to solve one of the biggest challenges in financial services: fragmented systems and reactive compliance.
We’re delivering a unified, AI-driven platform that empowers firms to move faster, stay secure, and meet regulatory demands without sacrificing human judgment.”


— Sid Yenamandra, CEO & Founder, SurgeONE.ai

Join the SurgeONE Team

At SurgeONE, we’re building the future of compliance, cybersecurity, and data intelligence—powered by AI and guided by experience. If you’re passionate about solving meaningful challenges in regulated industries and want to help shape what’s next, we’d love to hear from you.

We're always open to meeting forward-thinking builders, creators, and operators.

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Inside the Regulator’s Mind: SEC & FINRA on AI in 2025 Watch On - Demand
Regulators are signaling higher expectations for AI supervision, transparency, and documentation. Automation helps, but expert-led oversight remains non-negotiable. Here’s what we covered and what firms should do next.
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