WEBINAR - Expert Panel: Choosing the Right RIA Compliance Partner in 2025
on August 20th 2025, 10am PT / 1pm ET - Save your Spot

Our Mission

To unify compliance, data, and cybersecurity operations through AI-powered, human-guided solutions—empowering financial firms to operate with confidence, efficiency, and resilience in a complex regulatory world

Get in touch
SurgeONE is led by CEO Sid Yenamandra and Surge Ventures, Silicon Valley's leading RegTech venture studio. We’re driven by a singular objective: to revolutionize compliance processes for wealth management firms.
Sid Yenamandra
Founder & CEO
Melinda (Mimi) G. LeGaye
President of Compliance Services
Jay Peters
President of Cybersecurity Services
Justin Caskey
Chief Financial Officer
Bianca Kirby
Chief of Staff
Rishi Malik
VP of Product
Chris Shaw
VP of Technology, Wealth Mgmt.
Joydeep Datta
Sr. Director, Product Development
Debasish Pradhan
Director - Product Engineering
Somesh Roy
Director - Product Solutions
Soumanil Chowdhury
Sr. Manager- Product Management, Release and QA

Trusted by Industry Leaders

“SurgeONE.ai was built to solve one of the biggest challenges in financial services: fragmented systems and reactive compliance.
We’re delivering a unified, AI-driven platform that empowers firms to move faster, stay secure, and meet regulatory demands without sacrificing human judgment.”


— Sid Yenamandra, CEO & Founder, SurgeONE.ai

Join the SurgeONE Team

At SurgeONE, we’re building the future of compliance, cybersecurity, and data intelligence—powered by AI and guided by experience. If you’re passionate about solving meaningful challenges in regulated industries and want to help shape what’s next, we’d love to hear from you.

We're always open to meeting forward-thinking builders, creators, and operators.

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Industry insights

Discover our articles

How United Planners cut hours off vendor reviews and built audit readiness using SurgeONE tools
Putting all of our cyber, compliance, and data management in one place will provide us the visibility to have readiness in audits and create efficiencies and scalability while having cost reductions in these multiple areas of our industry
Case Studies
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The Ultimate Guide: Make RIA Compliance Easier and More Affordable
For many RIAs, compliance is seen as a necessary evil: expensive, time-consuming, and increasingly complex. But the truth is, it doesn’t have to be that way. The right tools, built with the right philosophy, can make compliance more manageable, less
Blog
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5 Ways to Stay Compliant: The RIA Compliance Playbook for Lean Teams
If you lead compliance at a growing RIA, you know the feeling: the calendar flips to audit season and everything else grinds to a halt. Manual processes suddenly feel fragile. Documents hide in three different folders. Tools don't talk to each other.
Blog
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How to Choose the Right Compliance Partner: Why SurgeONE is Built for RIAs
For small and mid-sized Registered Investment Advisors (RIAs), compliance is a high-stakes challenge with limited in-house resources. More than a vendor, you need a partner that combines smart technology with experienced professionals.
Blog
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